13 Dec 2022
A market leading financial service company
What can the client offer?
Valuable experience from a market leader with excellent career path
Stable environment for long term career development
What are your responsibilities?
Provide advice to business units on regulatory interpretation and compliance issues in the coverage area
Participate in the update of compliance manuals of procedures in light of regulatory or business changes
Handle regulatory enquiries and manage relationship with regulators
Conduct monitoring to assess business’s ongoing compliance with key compliance requirements
Implement compliance policy and review program covering equities and futures businesses
What skills/ qualification will you need?
Degree holder in accounting, finance, LLB, risk management or other related disciplines
At least 5 years of related working experience in financial industry holding SFC type 1, 2, 4, 5 regulated activities
Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
Good command of written and spoken English and Chinese, fluency in Putonghua
Who would be suitable for the position?
Excellent communication, analytical and problem-solving skills
Strong sense of responsibility, Independent, initiative & excellent communication skill
Providing us with a copy of your CV will greatly assist us in identifying suitable roles for you. However, under no circumstances will we submit your CV or identify you to any third party without your specific prior knowledge and consent. Only with your express permission will we disclose your details to prospective employers.
Your application has been submitted!
Something was missing, please try again.