Responsible Officer (SFC Type 2)


Job ref.:

19 Apr 2021


Hong Kong




The client:

· A reputable and expanding futures firm

What can the client offer?

· Valuable working experience in a sizable organization and leading edge projects

· Attractive benefit package

What are your responsibilities?

· Act as a Responsible Officer to supervise SFC Type 2 regulated activities

· Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management

· Assist in writing and maintaining proper documentation of all operations, policies and procedures, including operational and risk control procedures

· Supervise and manage daily operations, including account opening process, accounts’ dealing activities, margin accounts’ risk control and client services

· Implement business development and marketing plan

What skills/qualification will you need?

· Degree holder or above and solid background in brokerage services

· Licensed for SFC Type 2 regulated activity as Responsible Officer

· At least 5 years of relevant experience

· Excellent communication skills with strong command of Cantonese and English

Who would be suitable for the position?

· Able to handle multiple tasks and meet tight deadlines

· Strong analytical, problem solving and people management skills

Apply here

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