11 Mar 2021
A well-known and reputable securities company
What can the client offer?
Valuable working experience in a sizable organization and leading edge projects
Attractive benefit package
What are your responsibilities?
Act as Responsible Officer to supervise and manage SFC Type 1 & 4 regulated activities in compliance with regulations
Responsible for daily operation including dealing, settlement, accounts, margin financing, risk management and customer service, etc.
Monitor the discretionary account's position, trading and fund in out records
Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
What skills/qualification will you need?
Degree holder in Economics, Finance, Accounting or any relevant disciplines
Licensed for SFC Type 1 & 4 regulated activity as Responsible Officer
At least 3 years of relevant experience
Previous working experience in ECM deal flows will be an advantage
Excellent communication skills with strong command of English, Cantonese and English
Who would be suitable for the position?
Able to handle multiple tasks and meet tight deadlines
Strong analytical, problem solving and people management skills
Providing us with a copy of your CV will greatly assist us in identifying suitable roles for you. However, under no circumstances will we submit your CV or identify you to any third party without your specific prior knowledge and consent. Only with your express permission will we disclose your details to prospective employers.
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