Responsible Officer (Type 4 & 9)


Job ref.:

24 Aug 2021


Hong Kong




The client:

  • An asset management company

What can the client offer?

  • Valuable working experience in a sizable organization and leading edge projects

  • Attractive benefit package

What are your responsibilities?

  • Act as Responsible Officer to supervise and manage SFC regulated activities

  • Explore business opportunities and establish key relationships with clients

  • Monitor the daily operation with reference to rules and regulations of the relevant regulatory authorities

  • Manage performance evaluation parameters and periodic reporting on overall investment performance

  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures

  • Conduct in-depth investment research and analysis, analyze portfolio performance, risk controls and investment process of fund management companies

What skills/qualification will you need?

  • Degree holder in Economics, Finance, Accounting or any relevant disciplines

  • Licensed for SFC Type 4 & 9 regulated activity as Responsible Officer

  • At least 5 years of relevant experience

  • Excellent communication skills with strong command of English, Cantonese and English

Who would be suitable for the position?

  • Able to handle multiple tasks and meet tight deadlines

  • Strong analytical, problem solving and people management skills

Apply here

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