Responsible Officer Type 1 & 6

The client:

• A HK listed securities and investment company

What can the client offer?

• Valuable experience from a listed company with excellent career path

What are your responsibilities?

• Act as the Responsible Officer to supervise and manage SFC regulated activities

• Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing

• Perform due diligence, investment evaluation and financial modeling for potential investors

• Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures

• Conduct in-depth investment research and analysis, analyze portfolio performance and monitor investment risk

What skills/ qualification will you need?

• Degree holder in Finance, Accounting or related disciplines

• At least 8 years of experience in Corporate Finance, FA/IFA, M&A projects activities

• Current holder of SFC Type 1 & 6 Responsible Officer License

• Sound knowledge of SFO, SFC Code of Conduct, regulations of relevant regulatory authorities

• Good command in English, Cantonese and Mandarin

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Who would be suitable for the position?

• Able to handle multiple tasks and meet tight deadlines

• Strong analytical, problem solving and people management skills

Apply here

Note:

Providing us with a copy of your CV will greatly assist us in identifying suitable roles for you. However, under no circumstances will we submit your CV or identify you to any third party without your specific prior knowledge and consent. Only with your express permission will we disclose your details to prospective employers.

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