Responsible Officer Type 1 & 6
HKMS-MW-19-025
Job ref.:
Date:
Hong Kong
Location:
8+
Seniority:
The client:
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A HK listed securities and investment company
What can the client offer?
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Valuable experience from a listed company with excellent career path
What are your responsibilities?
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Act as the Responsible Officer to supervise and manage SFC regulated activities
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Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
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Perform due diligence, investment evaluation and financial modeling for potential investors
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Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
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Conduct in-depth investment research and analysis, analyze portfolio performance and monitor investment risk
What skills/ qualification will you need?
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Degree holder in Finance, Accounting or related disciplines
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At least 8 years of experience in Corporate Finance, FA/IFA, M&A projects activities
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Current holder of SFC Type 1 & 6 Responsible Officer License
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Sound knowledge of SFO, SFC Code of Conduct, regulations of relevant regulatory authorities
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Good command in English, Cantonese and Mandarin
Who would be suitable for the position?
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Able to handle multiple tasks and meet tight deadlines
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Strong analytical, problem solving and people management skills
Apply here
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