Responsible Officer Type 6


Job ref.:

13 Mar 2019


Hong Kong




The client:

  • A PRC listed securities and investment company


What can the client offer?

  • Valuable experience from a sizable company with excellent career path

  • Stable and very good working environment

What are your responsibilities?

  • Act as Responsible Officer to supervise and manage SFC regulated activities

  • Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing

  • Perform due diligence, investment evaluation and financial modeling for potential investors

  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures


What skills/ qualification will you need?

  • SFC registered RO for Type 6 regulated activities

  • Degree or above in BBA finance or related disciplines

  • At least 5 years’ solid experience in corporate finance and advisory services working experience

  • Vast knowledge of SFO, SFC Code of Conduct and rules

  • Good command in English and Chinese


Who would be suitable for the position?

  • Able to handle multiple tasks and meet tight deadlines

  • Strong analytical, problem solving and people management skills

Apply here

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