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Compliance Officer

HKLF-MW-22-017

Job ref.:

5 Jun 2022

Date:

Hong Kong

Location:

4+

Seniority:

The Client:

  • An elite international law firm

What can the client offer?

  • A chance to work with sizable multi-national company

  • Valuable experience from market leading firm and very competitive salary

What are your responsibilities?

  • Provide advice on compliance issues in relation to client & account opening matters

  • Responsible for the face-to-face training on relevant policies and procedures to new      joiners

  • Perform KYC and ensure complete details are provided, and indicate instances where the information is unclear or incomplete

  • Conduct conflict searches, analyse search results and manage conflict resolution

  • Liaise directly with partners and fee earners on identified potential legal or      commercial conflicts

  • Perform research and identify clients with high risk

  • Escalate high risk issues to compliance manager regarding AML issues

  • Monitor existing clients and update client due diligence documents when required

What skills/ qualification will you need?

  • Degree holder in LLB, risk management or related disciplines

  • At least 4+ years of experience in compliance & conflict management from legal      industry

  • Solid knowledge of SRA rules including conflicts of interest

  • Experience in identifying and dealing with issues relating to sanctions, high risk      matters and complex ownership structures

  • Candidates with experience of Intapp are highly preferred

  • Fluent in English, Mandarin and Cantonese

Who would be suitable for the position?

  • Good team player, energetic and with good communication skills

  • Self-motivated including ability to work autonomously

Apply here

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