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Job Title:
Compliance Manager (Asset Management)
Hong Kong
Job Reference:
The client:
• A HK listed company principally engaged in financial businesses

What can the client offer?
• Valuable working experience for an expanding team in HK
• Attractive benefit package

What are your responsibilities?
• Assist in dealing with SFC and other regulatory organizations for all compliance and licensing matters
• Handle regulators’ enquiries, client complaints and matters in relation to license/registration with regulators
• Prepare and analyse recommendations for section head’s approval on exceptional transactions or customers with medium or higher AML risk level
• Provide compliance input on new product launch projects
• Perform ad hoc duties

What skills/qualification will you need?
• Bachelor degree in law or equivalent
• 5 years of related working experience in financial service industry
• Work experience in companies with mainland state-owned enterprise background is a plus
• Detail-oriented, well organized and proactive

Who would be suitable for the position?
• Committed, self-initiative, hardworking and able to work independently
• Candidates with strong planning and execution skills

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