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Job Title:
Compliance Manager (Asset Management)
Location:
Hong Kong
Seniority:
5
Job Reference:
HKMS-OC-18-110
Description:
The client:
• A HK listed company principally engaged in financial businesses

What can the client offer?
• Valuable working experience for an expanding team in HK
• Attractive benefit package

What are your responsibilities?
• Assist in dealing with SFC and other regulatory organizations for all compliance and licensing matters
• Handle regulators’ enquiries, client complaints and matters in relation to license/registration with regulators
• Prepare and analyse recommendations for section head’s approval on exceptional transactions or customers with medium or higher AML risk level
• Provide compliance input on new product launch projects
• Perform ad hoc duties

What skills/qualification will you need?
• Bachelor degree in law or equivalent
• 5 years of related working experience in financial service industry
• Work experience in companies with mainland state-owned enterprise background is a plus
• Detail-oriented, well organized and proactive

Who would be suitable for the position?
• Committed, self-initiative, hardworking and able to work independently
• Candidates with strong planning and execution skills

If you would like to hear more about this or any other roles please complete the following and one of our consultants will

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Note: Providing us with a copy of your CV will greatly assist us in identifying suitable roles for you. However, under no circumstances will we submit your CV or identify you to any third party without your specific prior knowledge and consent. Only with your express premission will we disclose your details to prospective employers.


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